Mutual Security Act

Results: 288



#Item
141Collective investment schemes / United States securities law / Institutional investors / Mutual fund / Security / Securities Act / Financial economics / Investment / Financial services

The Ontario Securities Commission OSC Bulletin June 19, 2014 Volume 37, Issue[removed]), 37 OSCB

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Source URL: www.osc.gov.on.ca

Language: English - Date: 2014-06-19 17:18:07
142Financial services / Collective investment schemes / Institutional investors / Investment Advisers Act / Financial adviser / Securities Act / Security / Mutual fund / Hedge fund / Financial economics / Investment / Finance

RECOMMENDATIONS FOR AMENDMENTS TO MODEL RULES PERTAINING TO CUSTODY, UNETHICAL PRACTICES AND BOOKS AND RECORDS

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Source URL: www.nasaa.org

Language: English - Date: 2014-08-21 21:46:18
143Government / Local government in the United States / Sheriffs in the United States / Law enforcement agency / Police / Law enforcement / National security / Law

MUTUAL AID AGREEMENTS Act 310 of 2000 AN ACT to authorize the state or a county, city, village, or township law enforcement agency to enter into mutual aid agreements with law enforcement agencies of a physically adjacen

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Source URL: www.michigan.gov

Language: English - Date: 2012-12-07 13:19:22
144Funds / Financial services / Exchange-traded fund / Mutual fund / Security / Index fund / Bond / Unit investment trust / Futures contract / Financial economics / Investment / Finance

SECURITIES AND EXCHANGE COMMISSION [Investment Company Act Release No[removed]; File No[removed]IndexIQ ETF Trust, et al.; Notice of Application December 23, 2013 Agency: Securities and Exchange Commission (“Commissi

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Source URL: www.sec.gov

Language: English - Date: 2013-12-24 10:52:47
145Collective investment schemes / Institutional investors / Illinois State Toll Highway Authority / Mutual fund / Investment Company Act / Security / Financial economics / Investment / Financial services

The Illinois State Toll Highway Authority Investment Policy 1 POLICY: Under this instrument, The Illinois State Toll Highway Investment Policy ("Policy"), it is the intent of The Illinois State Toll Highway Authority ("T

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Source URL: www.illinoistollway.com

Language: English
146United States securities law / Financial services / Institutional investors / United States Securities and Exchange Commission / Mutual fund / Securities Exchange Act / Hedge fund / Security / U.S. Securities and Exchange Commission / Financial economics / Investment / Finance

Complaint: Daniel Calugar and Security Brokerage, Inc.

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Source URL: www.sec.gov

Language: English - Date: 2003-12-29 09:42:13
147Individual retirement account / Roth IRA / Traditional IRA / SIMPLE IRA / SEP-IRA / Employee Retirement Income Security Act / 401 / Pension / Retirement / Individual Retirement Accounts / Financial economics / Finance

How Mutual Funds Use 12b-1 Fees (Fundamentals; Vol14, No2), February 2005

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Source URL: www.ici.org

Language: English
148Collective investment schemes / Funds / Institutional investors / Mutual fund / Canadian securities regulation / Security / Exchange-traded fund / Hedge fund / Securities and Exchange Board of India Act / Financial economics / Investment / Financial services

May 18, 2012 Allan Krystie Senior Administrator, Investor Advisory Panel Ontario Securities Commission 20 Queen Street West, Suite 1900, Box 55 Toronto, ON M5H 3S8

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Source URL: faircanada.ca

Language: English - Date: 2013-12-18 18:11:27
149Dividend reinvestment plan / Collective investment schemes / Dividend / Security / Depository Trust & Clearing Corporation / Mutual fund / Financial economics / Investment / Finance

SECURITIES AND EXCHANGE COMMISSION [Investment Company Act Release No[removed]; [removed]FlexShares Trust, et al.; Notice of Application July 9, 2013 Agency: Securities and Exchange Commission (“Commission”). Action:

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Source URL: www.sec.gov

Language: English - Date: 2013-07-10 13:12:26
150Funds / Financial services / Exchange-traded fund / Mutual fund / Security / Stock fund / Unit investment trust / Financial adviser / Bond / Financial economics / Investment / Finance

SECURITIES AND EXCHANGE COMMISSION [Investment Company Act Release No[removed]; File No[removed]Yorkville ETF Trust and Yorkville ETF Advisors, LLC; Notice of Application December 17, 2012 Agency: Securities and Exchan

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Source URL: www.sec.gov

Language: English - Date: 2012-12-18 19:52:56
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